SEBI Tightens Rules for Finance Creators and Startups in the Investment Space
Are you a finance creator or a startup working in the investment space?
Then it’s time to pay close attention — because SEBI is cracking down on unregistered financial advice and paid promotions.
In recent months, the Securities and Exchange Board of India (SEBI) has intensified its oversight on influencers and companies that share investment-related content without proper registration or disclosure. While digital finance education is booming, SEBI wants to ensure that investors are protected from misleading or unverified financial advice.
Who Can Share Financial Advice?
Only SEBI-registered Investment Advisors (RIAs) and Research Analysts (RAs) are authorized to provide investment advice or recommendations to the public.
If you are not registered, your role must strictly remain educational. You can:
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Share general information about finance and markets
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Educate your audience on investment concepts
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Discuss personal finance strategies (without recommending securities)
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Disclose all paid partnerships or brand collaborations
What you cannot do is issue specific stock tips, buy/sell calls, or portfolio recommendations without SEBI authorization.
Why Compliance Matters
Non-compliance can lead to:
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Monetary penalties
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Social media takedowns
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Legal notices and restrictions
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Loss of credibility and trust
In a growing ecosystem of digital finance and investment education, regulatory compliance is not just a legal requirement — it’s a mark of credibility and professionalism.
How We Can Help
We assist finance creators, startups, and fintech platforms in staying SEBI-compliant through:
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SEBI RIA & Research Analyst registration
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Audit and documentation support
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Compliance setup and advisory
Whether you’re building a financial education brand or running a fintech business, we ensure you meet every regulatory requirement — so you can focus on creating trustworthy, high-quality content.
📞 Contact us for a free consultation:
+91 93113 47006
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